Independent Advisers
/guidance/guidance-notes/independent-advisers- Guidance Notes|
- Published November 1, 2023
Introduction
The purpose of this…
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Forms and Templates
/guidance/forms-and-templates- Guidance|
- Published October 3, 2018
Forms for Independent AdvisersIA1…
Additional disclosures required for Independent Adviser applications
/guidance/codeword/issue-38/additional-disclosures-required-for-independent-adviser-applications- Issue 38|
- Published March 1, 2015
The Panel has amended its Guidance Note…
Updating the Panel’s Process for the Approval of Independent Advisers
/guidance/codeword/issue-31/updating-the-panels-process-for-the-approval-of-independent-advisers- Issue 31|
- Published June 1, 2012
IntroductionThe Panel has recently had…
Issue 31
/guidance/codeword/issue-31- CodeWord|
- Published June 1, 2012
Issue 03
/guidance/codeword/issue-03- CodeWord|
- Published September 1, 2001
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October 2025 - Issue 58
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