CodeWord Issue 49 - September 2019

Please note that the Panel does not update past issues of CodeWord. As such, the material may become out of date over time. Please refer to the Panel's guidance notes for up-to-date regulatory guidance.

In this issue

Guidance Update

The Panel has recently published a new Guidance Note on Compulsory Acquisition, as well as updated its guidance on:

Defensive Tactics; and
Schemes of…

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Inaccurate Public Documents

Recently, the Panel was presented with a situation where it had to consider how an incorrect statement should be addressed once it had been made publi…

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New Class Exemption for Registered Charitable Trusts

The Panel has approved a new class exemption in relation to registered charitable trusts. It exempts from rule 6(1) of the Code:

every person appoint…

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