Class Exemptions Notice (No 2) 2001

Exemptions for certain classes of persons, transactions, and offers.

 

Trustee Corporations Exemption Notice 2001

An exemption from rule 6(1) of the Code for trustee companies within the meaning of section 2 of the Trustee Companies Act 1967 and the Public Trustee or the Public Trust Office, which recognises the unique position of trustee corporations and their associates.

 

Unmarketable Parcels Exemption Notice 2003

An exemption from rule 20 of Code in respect of unmarketable parcels; that is, parcels of securities that are less than the minimum holding specified by a relevant stock exchange.

 

Professional Underwriters Exemption Notice 2004

An exemption from rule 6(1) of Code for professional underwriters.

  

Trustees of Family Trusts Exemption Notice 2012

An exemption from rule 6(1) of the Code for trustees of family trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of a family trust, or as a result of a reduction in the number of trustees of the trust.

 

Registered Charitable Trusts Class Exemption Notice 2019

An exemption from rule 6(1) of the Code for trustees of registered charitable trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of such a trust, or as a result of a reduction in the number of trustees of the trust. 

 

Facilitation of Capital Raising in Response to COVID-19 Exemption Notice 2020

An exemption from rule 6(1) of the Code for certain capital raising conducted on or after 10 April 2020 and before the close of 31 October 2020.

 

Voting Agreements for Schemes of Arrangement Class Exemption Notice 2020

An exemption from rule 6(1) of the Code for persons (and their upstream parties) who may enforce a commitment by a shareholder in a Code company to vote for or against a scheme of arrangement.