Class Exemptions Notice (No 2) 2001

Exemptions for certain classes of persons, transactions, and offers.

 

Class Exemptions Notice (No 2) 2001 Amendment Notice 2018

Amends the Takeovers Code (Class Exemptions) Notice (No 2) 2001 (the principal notice) to include an exemption from rule 46(1)(a)(ii)(A) of the Takeovers Code. The exemption is on the condition that the statement is instead made available on the company’s Internet site within that 14-day period.

 

Trustee Corporations Exemption Notice 2001

An exemption from rule 6(1) of the Code for trustee companies within the meaning of section 2 of the Trustee Companies Act 1967 and the Public Trustee or the Public Trust Office, which recognises the unique position of trustee corporations and their associates.

 

Unmarketable Parcels Exemption Notice 2003

An exemption from rule 20 of Code in respect of unmarketable parcels; that is, parcels of securities that are less than the minimum holding specified by a relevant stock exchange.

 

Professional Underwriters Exemption Notice 2004

An exemption from rule 6(1) of Code for professional underwriters.

  

Trustees of Family Trusts Exemption Notice 2012

An exemption from rule 6(1) of the Code for trustees of family trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of a family trust, or as a result of a reduction in the number of trustees of the trust.

 

Small Code Companies Exemption Notice 2016

An exemption from rule 6(1) of the Code to allow unlisted companies with total assets of $20 million or less to opt out of Code compliance. The exemption applies to share allotments, acquisitions and buybacks.

 

Registered Charitable Trusts Class Exemption Notice 2019

An exemption from rule 6(1) of the Code for trustees of registered charitable trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of such a trust, or as a result of a reduction in the number of trustees of the trust.