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Takeovers Panel

UPSTREAM TAKEOVERS

A CONSULTATION PAPER ISSUED BY THE TAKEOVERS PANEL

April 2009

  • INTRODUCTION
  • BACKGROUND
  • IDENTIFICATION OF THE PROBLEM
  • Status quo
  • Exemptions from the fundamental rule
  • The Problems
  • LEGAL COMPARISON
  • Australia
  • European Communities (EC)
  • The chain principle in the United Kingdom, Hong Kong, Singapore and Thailand
  • United Kingdom
  • Hong Kong
  • Singapore
  • Thailand
  • Germany
  • POLICY OBJECTIVES
  • OPTIONS AND ANALYSIS
  • Introduction
  • Option 1 - status quo: exemptions considered on a case by case basis
  • Analysis of Option 1
  • Option 2a - Class exemption relating to threshold and purpose test
  • Analysis of Option 2a
  • Option 2b - class exemption relating to 25% asset threshold and purpose test
  • Analysis of Option 2b
  • Option 2c - class exemption relating to 50% asset threshold, purpose test, and upstream acquisition in jurisdiction with comparable investor protection
  • Analysis of Option 2c
  • Option 3 - complete exemption
  • Analysis of Option 3
  • Option 4 - complete exemption except where "unacceptable circumstances", current Australian position
  • Analysis of Option 4
  • CONCLUSION
  • SUBMISSIONS
  • APPENDIX 1: UPSTREAM TAKEOVERS IN AUSTRALIA
  • APPENDIX 2: THRESHOLD FOR GAINING CONTROL RELATING TO A MANDATORY BID IN THE EC COUNTRIES
  • APPENDIX 3: QUESTIONNAIRE

Download as PDF. Download the consultation paper as a PDF file (225 KB)

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