CodeWord Issue 40 - September 2015

In this issue

Two reminders for Code companies and their directors about Code compliance

The Panel has recently dealt with a number of enforcement matters and takes this opportunity to remind Code companies and their directors and advisers…

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Exemption for intra-group transfers to natural person controllers

An amendment has been made to the Takeovers Code (Class Exemptions) Notice (No 2) 2001. New clauses 25A and 25B grant exemptions from compliance with …

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Exemption for “small Code companies”

As indicated in CodeWord 39, the Panel has now granted the Takeovers Code (Small Code Companies) Exemption Notice 2015 for persons who increase their …

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Guidance Note on rule 64 of the Code

The Panel has published a consolidated Guidance Note on Rule 64 of the Code. The updated Guidance Note consolidates the previous publications relating…

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Additional disclosure requirement for applications for approval to act as independent adviser

The Panel has recently updated its Guidance Note on Independent Advisers and the Code with new disclosure requirements for independent adviser applica…

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Guidelines for fees and charges

The Panel has published updated administrative guidelines on the fees and charges payable for work carried out by the Panel under the Takeovers (Fees)…

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